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Monday, August 19, 2013

Some references on International Arbitration and Investment law

Anne Van Aaken, “Smart Flexibility Clauses in International Investment Treaties and Sustainable Development: A Functional View” U. of St. Gallen Law & Economics Working Paper No. 2013-18, online: (March 2013) SSRN (Click here for online version).
 
Nadia B. Ahmad, “A National Mineral Policy as an International Investment Law Stratagem: The Case of Tajikistan's Gold Reserves” Pacific McGeorge Global Business & Development Law Journal (forthcoming 2013), online: (May 2013) SSRN (Click here for online version).
 
Abdi Aidid & Stephen Clarkson, “Researching International Norm Diffusion: Brazilian and Latin American Resistance to Investor-State Dispute Settlement” online: (April 2013) SSRN (Click here for online version).
 
Roger Alford, Ancillary discovery to Prove Denial of Justice” (2012) 53(1) Virginia Journal of International Law, online SSRN (Click here for online version).
 
Wolfgang Alschner, “Interpreting Investment Treaties as Incomplete Contracts: Lessons from Contract Theory” online: (June 2013) SSRN (Click here for online version).
 
Ardeshir Atai, “Iranian Bilateral Investment Treaties: Substantive Principles and Standards” Vol. 14, No. 3 Journal of World Investment and Trade 397, online: (May 2013) SSRN (Click here for online version).
 
Freya Baetens, “Procedural Issues Relating to Shared Responsibility in Arbitral Proceedings” (2013) 4 Journal for International Dispute Settlement 2, online: (November 2012) SSRN (Click for online version).
 
Brook K. Baker, “Corporate Power Unbound: Investor-State Arbitration of IP Monopolies on Medicines – Eli Lilly and the TPP” Northeastern University School of Law Research Paper No. 139-2013, online: (May 2013) SSRN (Click here for online version).
 
Daniel M. C. Barbosa, “Desfragmentando o Direito Internacional Público: A Integração Entre o Direito Internacional dos Investimentos e o Direito Internacional dos Direitos Humanos (Defragmenting Public International Law: The Integration between International Investment Law and International Human Rights Law)” (February 2013), online: (2013) SSRN (Click here for online version).
 
Axel Berger, “What Opportunities Do the New EU International Investment Agreements Offer for Developing Countries?” online: (December 2012) SSRN (Click here for online version).
 
Andrea K. Bjorklund, “The Role of Counterclaims in Rebalancing Investment Law” Vol.17 No. 2 Lewis & Clark L. Rev. 461 (June 2013).
 
Barbara Black & Jill Gross, “Investor Protection Meets the Federal Arbitration Act”1 Stan. J. Complex Litig 1, online: (September 2012) SSRN (Click here for online version).
 
Nicolas Boeglin, “ICSID and Latin Amercia: Criticisms, Withdrawals and Regional Alternatives”, (June 2013) (Click here for online version).
 
Juan Carlos Boué, “Enforcing Pacta Sunt Servanda?  Conoco-Phillips and Exxon-Mobil versus the Bolivarian Republic of Venezuela and Petróleos de Venezuela, University of Cambridge, Centre of Latin American Studies, Work Paper Series 2(1) (2013) (Click here for online version).

Tillmann Rudolf Braun, “Globalization-Driven Innovation: The Investor as a Partial Subject in Public International Law – an Inquiry Into the Nature and Limits of Investor Rights” Jean Monnet Working Paper 04/13, New York University School of Law, online: (June 2013) SSRN (Click here for online version).
 
Heather L. Bray, “SOI – Save Our Investments! International Investment Law and International Humanitarian Law” 14 Journal of World Investment and Trade 578 (2013).
 
Eugenio A. Bruno, “Argentina Sovereign Debt: Inside the Judicial Labyrinth and How We May Leave it, But Not Yet” online: (April 2013) SSRN (Click here for online version).
 
Irene M. Ten Cate, “The Costs of Consistency: Precedent in Investment Treaty Arbitration” Vol. 51 Columbia Journal of Transnational Law 418 (2013); Marquette Law School Legal Studies Paper No. 12-26, online (September 2012) SSRN (Click here for online version).
 
Julien Chaisse, “Exploring the Confines of International Investment and Domestic Health Protections – Is a General Exceptions Clause a Forced Perspective?” Vol. 39, No. 2/3 American Journal of Law and Medicine 332 (June 2013).
 
Barnali Choudhury, “International Investment Law as a Global Public Good” Vol. 17, No. 2 Lewis & Clark Law Review (2013), online: (November 2012) SSRN (Click here for online version).

Kelley Chubb, “The State of Necessity Defense: A Burden, not a Blessing to the International Investment Arbitration System” Vol. 14 Cardozo Journal of Conflict Resolution 532 (2013).

David Collins, “ICSID Annulment Committee Appointments: Too Much Discretion for the Chairman?” online: (April 2013) SSRN (Click here for online version).

David Collins & Philip Thomas,  “Measuring Gross Disproportion in Environmental Precaution to Establish Regulatory Expropriation and Quantum of Compensation in International Investment Arbitration” online: (March 2013) SSRN (Click here for online version).

John Coyle, “The Treaty of Friendship, Commerce, and Navigation in the Modern Era” 51 Columbia Journal of Transnational Law 302 (2013); UNC Legal Studies Research Paper No. 2150260, online: (September 2012) SSRN (Click here for online version).
 
Karen Halverson Cross, “Converging trends in Investment Treaty Practice” 38 N.C. J. Int’l L. & Com. Reg. 151, online: (March 2012) SSRN (Click here for online version).
 
Claire Cutler, “Human Rights Promotion through Transnational Investment Regimes: An International Political Economy Approach” Vol. 1, No. 1 Politics and Governance 16, online: (May 2013) Librello Publishing (Click here for online version).
 
Adrija Das & Susanah Naushad, “Developing Nations in International Investment Arbitrations: Bias or Power Dynamics?” online: (October 2012) SSRN (Click here for online version).
 
Dr. Diane A. Desierto & Bruno Simma. "Bridging the Public Interest Divide: Committee Assistance for Investor-Host State Compliance with the ICESCR" Vol. 10, No. 1 TDM (2013).
 
Kyle D. Dickson-Smith, “Even Plane for Plain Packaging: Does the High Court Decision Change the Landscape of the International Disputes?” ACICA News, online: (March 2013) SSRN (Click here for online version).
 
Magdalene D'Silva, “Dealing in Power: Gatekeepers in Arbitrator Appointment in International Commercial Arbitration” online: (March 2013)  SSRN (Click here for online version).
 
Shaun E. Donnelly, “A Business Perspective on A China - US Bilateral Investment Treaty” Columbia FDI Perspectives, No. 90, online: (March 2013) Vale Columbia Center on Sustainable International Investment (Click here for online version).
 
Dimitrij Euler, “EU Commission and Investment Arbitration: (Non-)Harmonised Transparency and Public Policy Under the Applicable Law?” online: (December 2012) SSRN (Click to view online version).
 
Dimitrij Euler, “Umbrella Clauses in Treaty-Based Investor-State Arbitration: What is the Applicable Law on Obligations with Regard to Investments?” online: (February 2013) SSRN (Click here for online version)
 
Sumeet Kachwaha, “The White Industries Australia Limited – India BIT Award –A Critical Assessment” Vol. 29, No. 2 Arbitration International 275 (2013).
 
Joachim Karl, “Investor-State Dispute Settlement: A Government’s Dilemma” Columbia FDI Perspectives, No. 89, online: (February 2013) Vale Columbia Center on Sustainable International Investment (Click here for online version).
 
Jan Kleinheisterkamp, “Managing Financial Responsibility for Investor Claims Under EU Investment Treaties” online: (December 2012) SSRN (Click here for online version).
 
Stephen Fietta & James Upcher, “Public International Law, Investment Treaties and Commercial Arbitration – An Emerging System of Complementarity?” Vol. 29, No. 2 Arbitration International 187 (2013).
 
George K. Foster, “Investors, States, and Stakeholders: Power Asymmetries in International Investment and the Stabilizing Potential of Investment Treaties” Vol. 17, No. 2 Lewis & Clark Law Review (2013); Lewis & Clark Law School Legal Studies Research Paper No. 09/2013, online: (April 2013) SSRN (Click here for online version).
 
Nathan W. Freeman, “Domestic Institutions, Capacity Limitations, and Compliance Costs: Host Country Determinants of Investment Treaty Arbitrations, 1987–2007” Vol. 39, No. 1 International Interactions 54 (February 2013). 
 
Paul Friedland & Paul Brumpton, “Rabid Redux: The Second Wave of Abusive ICSID Annulments” 27 Am. U. Int'l L. Rev. 727 (2012).
 
Khaseke Makadia Georgiadis, “Investor-State Arbitration in the Context of EU-EAC EPA” online: (November 2012) SSRN (Click here for online view).

Jimmy Skjold Hansen, “Missing Links in Investment Arbitration: Quantification of Damages to Foreign Shareholders” 14 Journal of World Investment and Trade 434 (2013).
 
Torfinn Harding & Beata S. Javorcik, “Investment Promotion and FDI Inflows: Quality Matters” 59 CESifo Economic Studies 337 (2013).
 
Ling Ling He & Razeen Sappideen, “Investor-State Arbitration Under Bilateral Trade and Investment Agreements: Finding Rhythm in Inconsistent Drumbeats” (2013) Journal of World Trade 47 (1) 215, online: (April 2013) SSRN (Click here for online version).
 
Jie Hunag, “Range Far your Eye Over Long Vistas: An Assessment of the Cross-Strait Bilateral Investment Protection and Promotion Agreement” Vol. 8, No. 1 Asian J. WTO & Int’l Health Law L & Pol’y 179 (March 2013).
 
Jie Huang, “Negotiating the First Bilateral Investment Agreement between Mainland China and Taiwan: Difficulties and Solutions” 42 Hong Kong Law Journal 971, online: (December 2012) SSRN (Click here for online version).
 
Stephen Jagusch & Thomas Sebastian, “Moral Damages in Investment Arbitration: Punitive Damages in Compensatory Clothing” Vol. 29. No.1 Arb. Int’l 45 (2013).
 
Sumeet Kachwaha, “The White Industries Australia Limited – India BIT Award –A Critical Assessment” Vol. 29, No. 2 Journal of International Arbitration (May 2013).
 
Julian G. Ku, “The Enforcement of ICSID Awards in the People’s Republic of China” (March 2013) Vol. 6, No. 1 Contemporary Asia Arbitration Journal 31, online: (May 2013) SSRN (Click here for online version).
 
Nikos Lavranos, “The New EU Investment Treaties: Convergence towards the NAFTA Model as the New Plurilateral Model BIT Text?” online: (March 2013) SSRN (Click here for online version).
 
Julie Lee, “UNCITRAL’s Unclear Transparency Instrument: Fashioning the Form and Application of a Legal Standard Ensuring Greater Disclosure in Investor-State Arbitrations” 33 Nw. J. Int'l L. & Bus. 439 (2013). 
 
Leany Barreiro Lemos & Daniela Campello, “The Non-Ratification of Bilateral Investment Treaties in Brazil: A Story of Conflict in a Land of Cooperation” online: (April 2013) SSRN (Click here for online version).
 
Erlend M. Leonhardsen, “Navigating International Waters: Standards of Review in Investment Treaty Arbitration as Adjudicative Response” online: (June 2013) SSRN (Click here for online version).
 
Ulf Linderfalk, “International Centre for Settlement of Investment Disputes Tribunal, Spyridon Roussalis v Romania, Decision of 7 December 2011” 62 (1) International and Comparative Law Quarterly 241 (January 2013).
 
Alex Lo,  “Determining Damages in ICSID Arbitration: A Problem of Uncertainty” Vol. 6, No. 1 Contemporary Asia Arbitration Journal 75, online: (May 2013) SSRN (Click here for online version).
 
Chang-fa Lo, “Relations and Possible Interactions between State-State Dispute Settlement and Investor-State Arbitration under BITS” Vol. 6, No. 1 Contemporary Asia Arbitration Journal 1, online: (May 2013) SSRN (Click here for online version).
 
Ralph Alexander Lorz, “Trying to Change the Rules for Responding to Arbitration Unilaterally: The Proposed New Framework for Investor-State Dispute Settlement for the EU” Columbia FDI Perspectives, No. 87, online (January 2013) Vale Columbia Center on Sustainable International Investment (Click here for online version).
 
Howard Mann, “Reconceptualizing International Investment Law: Its Role In Sustainable Development” 17 Lewis & Clark L. Rev. 521, online: (2013) IISD (Click here for online version).
 
Pedro J. Martinez-Fraga & Harout Jack Samra, “The Role of Precedent in defining Res Judicata in Investor-State Arbitration” 32 (3) Nw. J. Int’l L. & Bus. 419, online: (2012) Scholarly Commons (Click here for online version).
 
Tamar Meshel, “The Use and Misuse of the Corruption Defence in International Investment Arbitration” Vol. 30, No. 3 Journal of International Arbitration 267 (2013).
 
Smaranda Miron, “The Last Bite of the BITs—Supremacy of EU Law versus Investment Treaty Arbitration” European Law Journal (April 2013).
 
Luke Nottage, “Throwing the Baby out with the Bathwater: Australia’s New Policy on Treaty-Based Investor-State Arbitration and Its Impact in Asia” 37 Asian Studies Review 253 (2013).
 
Ibironke T. Odumosu-Ayanu, “ Foreign Direct Investment Catalysts in West Africa: Interactions with Local Content Laws and Industry-Community Agreements” 35 N.C. Cent. L. Rev. 65 (2012).
 
Thiago B. Jardim Oliveira, “The Authority of Domestic Courts in Adjudicating International Investment Disputes: Beyond the Distinction between Treaty and Contract Claims” Vol. 4, No. 1 Journal of International Dispute Settlement 175 (January 2013), online (August 2012) SSRN (Click here for online version).
 
Anemari-Iuliana Opritoiu, “Protection of the Right of Property and De Facto Expropriation According to the Jurisprudence of the European Court of Human Rights” The International Conference Education and Creativity for a Knowledge Based Society – LAW, 2012, Titu Maiorescu University 187, online: (2012) SSRN (Click here for online version).
 
Martins Paparinskis, “Investment Treaty Arbitration and the (New) Law of State Responsibility” 24 European Journal of International Law 617 (2013), online: (June 2013) SSRN (Click here for online version).
 
Konstanze Von Papp, “Clash of 'Autonomous Legal Orders': Can EU Member State Courts Bridge the Jurisdictional Divide between Investment Tribunals and the ECJ? - A Plea for Direct Referral from Investment Tribunals to the ECJ” (forthcoming 2013) Common Market Law Review, online: (May 2013) SSRN (Click here for online version).
 
William W. Park, “Convention Violations and Investment Claims” Vol. 29, No. 2 Arbitration International 175 (May 2013).
 
Joost Pauwelyn, “At the Edge of Chaos? Emergence and Change in International Investment Law” online: (May 2013) SSRN (Click here for online version).
 
Joshua K. Perles, “Becoming the Goose that Lays Golden Eggs: Protecting U.S. Intellectual Property in China through Chinese Investment in the United States” 45 N.Y.U. J. Int'l L. & Pol. 259 (2012).
 
Ernst-Ulrich Petersmann, “The Judicial Task of Administering Justice in Trade and Investment Law and Adjudication” Vol. 4, No. 1 J Int. Disp. Settlement 5 (2013).
 
Lauge N. Skovgaard Poulsen, “Bounded Rationality and the Diffusion of Modern Investment Treaties” International Studies Quarterly 58 (1) (May 2013).
 
Vid Prislan & Ruben Zandvliet, “Labor Provisions in Bilateral Investment Treaties: Does the New US Model BIT Provide a Template for the Future?” Columbia FDI Perspectives, No. 92, online: (April 2013) Vale Columbia Center on Sustainable International Investment (Click here for online version).
 
Sergio Puig, “Emergence and Dynamism in International Organizations: ICSID, Investor- State Arbitration, and International Investment Law” 44 Georgetown Journal of International Law 531 (April 2013).
 
Ramón Vidal Puig, “The Scope of the New Exclusive Competence of the European Union Regard to Foreign Direct Investment” Vol. 40, No. 2 Journal Legal Issues of Economic Integration (April 2013).
 
August Reinisch, “The EU on the Investment Path – Quo Vadis Europe? The Future of EU BITs and Other Investment Agreements” online: (March 2013) SSRN (Click here for online version).
 
W. Michael Reisman, '‘Case Specific Mandates’ versus ‘Systemic Implications’: How Should Investment Tribunals Decide? — The Freshfields Arbitration Lecture” Vol. 29, No. 2 Arbitration International 131.
 
Felipe Suescun de Roa, “Investor-State Arbitration in Sovereign Debt Restructuring: The Role of Holdouts” Vol. 30, No. 2 Journal of International Arbitration 131 (2013).
 
Anthea Roberts, “Clash of Paradigms: Actors and Analogies Shaping the Investment Treaty System” Vol.107, No. 1 American Journal of International Law 25 (January 2013), online: (May 2012) SSRN (Click here for online version).
 
Karl P. Sauvant & Huiping Chen, “A China ¨C US Bilateral Investment Treaty: Template for a Multilateral Framework for Investment?” Vol. 5, No. 1 Transnational Corporations Review 1 (2013).
 
Stephan Schill & Marc Jacob, “Common Structures of Investment Law in an Age of Increasingly Complex Treaty-Making” Columbia FDI Perspectives, No. 94, online: (May 2013) Vale Columbia Center on Sustainable International Investment (Click here for online version).
 
Myriam Senn, “Socially Responsible Investment – ILA-Study Group – Introduction” U. of St. Gallen Law & Economics Working Paper No. 2013-19, online: (August 2012) SSRN (Click here for online version).
 
Ajay Kr Sharma, “Getting it Right this Time: Suggestions for an Improved Upcoming Indian FDI Policy” online: (February 2013) SSRN (Click here for online version).
 
Marco Simons, “Human Rights Litigation and International Trade and Investment: Deterring Destructive Engagement and Rewarding Good Behavior” 43 (4) Geo. J. Int’l L. 1053 (2012).
 
Frederic G. Sourgens, “By Equal Contest of Arms, Jurisdictional Proof in Investor-State Arbitrations” Vol. 38, No. 4 North Carolina Journal of International Law and Commercial Regulation (2013), online: (May 2003) SSRN (Click here for online version).
 
S. I. Strong, “Discovery Under 28 U.S.C. §1782: Distinguishing International Commercial Arbitration and International Investment Arbitration” (forthcoming 2013) 1 Stanford Journal of Complex Litigation; University of Missouri School of Law Legal Studies Research Paper No. 2013-10, online: (May 2013) SSRN (Click here for online version).
 
S.I. Strong, “Mass Procedures as a Form Of “Regulatory Arbitration”—Abaclat v. Argentine Republic and The International Investment Regime” 38 Iowo J. Corp. L 259 (2013).
 
Catharine Titi, “EU Investment Agreements and the Search for a New Balance: A Paradigm Shift from Laissez-Faire Liberalism toward Embedded Liberalism?” Columbia FDI Perspectives, No. 86, online: (January 2013) Vale Columbia Center on Sustainable International Investment (Click here for online version). 

Leon Trakman, “China and Foreign Direct Investment: Looking Ahead” UNSW Law Research Paper No. 2013-24, online: (April 2013) SSRN (Click here for online version).
 
Mara Valenti, “The Scope of an Investment Treaty Dispute Resolution Clause – It is Not Just a Question of Interpretation” Vol. 29, No. 2 Arbitration International 243 (2013).
 
Josh Vaughan, “Arbitration in the Aftermath of the Arab Spring: From Uprisings to Awards” 28 Ohio State Journal on Dispute Resolution 491 (2013).

Peng Wang, “Towards a Constructive Coordination between the ICJ and the Investor-State Dispute Resolution: The ICJ Diallo Judgment and Beyond” online: (April 2013) SSRN (Click here for online version).
 
Peng Wang, “Structure of Umbrella Clause in Institutional Context: SGS Decisions and Beyond” SRIICL Working Paper No. 2013-5, online: (April 2013) SSRN (Click here for online version).
 
Jarrod Wong, “The Compensatory Nature of Moral Damages in Investor-State Arbitration” Columbia FDI Perspectives, No. 88, online: (February 2013) Vale Columbia Center on Sustainable International Investment (Click here for online version).
 
Weidong Zhu, “Arbitration as the Best Option for the Settlement of China-African Trade and Investment Disputes” 57 (1) Journal of African Law 149, online: (April 2013) Journal of African Law — Cambridge Journals (Click here for online version).
 
Xiao-Jing Zhang, “Proper Interpretation of Corporate Nationality under International Investment Law to Prevent Treaty Shopping” Vol. 6, No. 1 Contemporary Asia Arbitration Journal 49 (2013), online: (May 2013) SSRN (Click here for online version).
 
Velimir Zivkovic,  “Lisabonski ugovor i nova Uredba 1219/2012 kao osnovi prava zaštite stranih ulaganja Evropske Unije (Lisbon Treaty and the New Regulation 1219/2012 as Foundations of the Law of Investment Protection of the European Union)” (2013) Vol. 4-6 Pravo i privreda (Law and Economy), online: (April 2013) SSRN (Click here for online version).